Flagship audit

Fintech Risk Audit

A structured review of control design, policy evidence, and operational practice for payment, lending, and remittance firms preparing for regulator or partner scrutiny.

Typical duration4–8 weeks
Fee guidanceFrom NT$185,000
Request an audit scoping call Compare fee factors
Auditor reviewing financial documents at a desk

Who it is for

Licensed and pre-licence fintech operators in Taiwan seeking an independent written risk opinion before board review, bank partnership, or supervisory engagement.

Result you receive

A signed findings memorandum, prioritised remediation roadmap, and walkthrough session with your compliance and product leads.

Provider

Lead reviewer with prior supervisory and industry audit experience in Taiwanese payment and e-money contexts.

Included

  • Scoping interview covering licence type, product rails, and third-party dependencies
  • Document request list aligned to FSC and partner due-diligence expectations
  • Sample testing of customer onboarding, transaction monitoring, and exception handling
  • Control-gap matrix with severity ratings and owner recommendations
  • Final briefing for senior management (in person in Pingtung County or by video)

Not included

  • Legal opinions or licence application drafting
  • Penetration testing or source-code review
  • Ongoing outsourced compliance officer duties

Process

Intake call to confirm scope and timeline

Evidence collection and walkthroughs with process owners

Sample testing and findings drafting

Draft review with your team, then final memorandum

Location & deliveryRemote document review with optional on-site days in Taiwan; primary office reference in Pingtung County.
PreparationPrepare current policy pack, organisational chart, recent incident log, and a named liaison for evidence requests.
ConstraintsWe do not certify compliance; findings are advisory. Scope must exclude entities outside the agreed legal perimeter.
Pricing basisFixed engagement fee based on product count and sample depth; travel billed separately when on-site days are required.

Next step

Share your licence status, product rails, and preferred start window. We respond within two business days with clarifying questions or a draft proposal.

Request an audit scoping call